New DOL Guidance in Connection With the Fiduciary Rule

Here is our Investment Management Briefing on the DOL’s guidance regarding 408(b)(2) disclosure obligations arising out of the Fiduciary Rule.

George Michael Gerstein advises financial institutions on the fiduciary and prohibited transaction provisions of ERISA. As co-chair of the fiduciary governance group, he assists clients with tracking, and understanding, the numerous fiduciary developments at the federal and state levels, including the rules and regulations of governmental plans. He also advises clients with respect to the fiduciary duty implications of ESG investing.