Path to SEC Fiduciary Rule Strewn With Bumps

Melanie Waddell interviewed me on how the SEC and DOL are coordinating and what state action will mean for that coordination. The article does a great capturing the nuance among the states.

George Michael Gerstein advises financial institutions on the fiduciary and prohibited transaction provisions of ERISA. As co-chair of the fiduciary governance group, he assists clients with tracking, and understanding, the numerous fiduciary developments at the federal and state levels, including the rules and regulations of governmental plans. He also advises clients with respect to the fiduciary duty implications of ESG investing.