Overview, Text of Reg. Best Interest and Form CRS Mock-ups

Chairman Jay Clayton has now released the text of the Best Interest Regulation and Form CRS mock-ups.

George Michael Gerstein advises financial institutions on the fiduciary and prohibited transaction provisions of ERISA. As co-chair of the fiduciary governance group, he assists clients with tracking, and understanding, the numerous fiduciary developments at the federal and state levels, including the rules and regulations of governmental plans. He also advises clients with respect to the fiduciary duty implications of ESG investing.