Watch The SEC Proposals: Standards of Conduct for Investment Advisers and Broker-Dealers

On Monday, April 23, Dave Grim, Larry Stadulis, John Baker and I presented a webcast titled “The SEC Proposals: Standards of Conduct for Investment Advisers and Broker-Dealers.” Watch a replay of the webcast here:

George Michael Gerstein advises financial institutions on the fiduciary and prohibited transaction provisions of ERISA. As co-chair of the fiduciary governance group, he assists clients with tracking, and understanding, the numerous fiduciary developments at the federal and state levels, including the rules and regulations of governmental plans. He also advises clients with respect to the fiduciary duty implications of ESG investing.