Galvin asserts that state law was basis for complaint against Scottrade George Michael Gerstein • June 12, 2018 June 12, 2018 • News • Tags: Fiduciary Rule Scottrade’s Fiduciary Infractions Violate State Law: Galvin | ThinkAdvisor DOL rule or no DOL rule, Scottrade violated its own policies and that's not OK under state law, Galvin's lawyers say. ThinkAdvisor Print Email LinkedIn Twitter Facebook