State enforcement remains risk in wake of DOL Fiduciary Rule sunset George Michael Gerstein • June 26, 2018 June 26, 2018 • News • Tags: Best Interest, Fiduciary Rule Galvin: Scottrade Fiduciary Case Still On Despite 5th Circuit Ruling | ThinkAdvisor Massachusetts Securities Regulator Galvin wants the SEC “to re-draft its Regulation Best Interest for brokers and mandate a true fiduciary standard that investors deserve.” ThinkAdvisor Print Email LinkedIn Twitter Facebook