Larry Stadulis discusses letter Senators Warren, Booker and Brown sent to FINRA re Reg BI

Larry Stadulis spoke to Ignites about the unusual letter Senate Democrats Elizabeth Warren (D. Mass.), Cory Booker (D. NJ) and Sherrod Brown (D. Oh.) sent to FINRA regarding proposed Regulation Best Interest. The article can be found here.

George Michael Gerstein advises financial institutions on the fiduciary and prohibited transaction provisions of ERISA. As co-chair of the fiduciary governance group, he assists clients with tracking, and understanding, the numerous fiduciary developments at the federal and state levels, including the rules and regulations of governmental plans. He also advises clients with respect to the fiduciary duty implications of ESG investing.