Dave Grim, former Director of the SEC’s Division of Investment Management, and now a member of Stradley’s Fiduciary Governance Group, interviewed with Melanie Waddell of ThinkAdvisor on the significant ETF rule.
George Michael Gerstein advises financial institutions on the fiduciary and prohibited transaction provisions of ERISA. As co-chair of the fiduciary governance group, he assists clients with tracking, and understanding, the numerous fiduciary developments at the federal and state levels, including the rules and regulations of governmental plans. He also advises clients with respect to the fiduciary duty implications of ESG investing.