SEC Reg BI Must Include Rollovers: Morningstar George Michael Gerstein • August 15, 2018 August 15, 2018 • News • Tags: Best Interest, SEC SEC Reg BI Must Include Rollovers: Morningstar | ThinkAdvisor The final Reg BI should specifically identify broker/dealers’ responsibilities when recommending a rollover, said Morningstar policy director Szapiro. ThinkAdvisor Print Email LinkedIn Twitter Facebook