Countdown to Stradley/Fidelity/ICI webcast on SEC standards of conduct proposal

On October 4 at 11 am (EDT), David Grim and Larry Stadulis of Stradley’s Fiduciary Governance Group will be joined by Fidelity Management and the Investment Company Institute to discuss the potential impact of the SEC’s Best Interest Proposals on the fund industry, and more specifically:

  • Key Themes in the Comment Letters
  • Impact on Fund Distributors, Dealers and Funds, including Non-Cash Compensation and Other Distribution Practices
  • Evolving Process and Future Suitability Concerns

David Grim is former Director of the SEC’s Investment Management Division. This will surely be an informative discussion.

Please click here to register.