The SEC’s Investor Advisory Committee’s recommendations regarding Reg BI, Form CRS, etc.

The SEC recently released recommendations of the Investor Advisory Committee regarding the standards of conduct proposal. The recommendations can be found here.

George Michael Gerstein advises financial institutions on the fiduciary and prohibited transaction provisions of ERISA. As co-chair of the fiduciary governance group, he assists clients with tracking, and understanding, the numerous fiduciary developments at the federal and state levels, including the rules and regulations of governmental plans. He also advises clients with respect to the fiduciary duty implications of ESG investing.