Advisers navigate risk associated with rollover recommendations George Michael Gerstein • December 4, 2018 December 4, 2018 • News • Tags: ERISA, Fiduciary Rule 401(k) dilemma: Advisers weather a fog of uncertainty surrounding IRA rollovers - InvestmentNews The DOL rule is dead, but advisers giving advice on moving 401(k) funds to individual retirement accounts are nervous because they're trying to meet regulators' expectations and possible changes under a new SEC advice rule. InvestmentNews Print Email LinkedIn Twitter Facebook