David Grim, Highlighted

David Grim is a partner at Stradley and an important member of the Fiduciary Governance Group. He was most recently Director of the U.S. Securities and Exchange Commission’s Division of Investment Management, and provides counsel on all aspects of investment management law. He assists clients with a unique perspective developed during his over 20 years of public service at the SEC, including his time as one of only a small number of people who has served as the top regulator of the asset management industry. Dave joined the Division of Investment Management in 1995 directly from law school and rose to become its leader. He developed regulatory policy and legal guidance for investment advisers and investment companies, including mutual funds, exchange-traded funds, closed-end funds, variable insurance products, unit investment trusts and business development companies.