What a year!

Besides launching the Fiduciary Governance Group in April, 2018 was a big year for our members in terms of speaking engagements. Here is a sample of what we’ve been up to:

  • The SEC, the DOL and the States: A New Fiduciary World, Investment Company Institute’s General Membership Meeting
  • Navigating the Demand for Environmental, Social and Governance (ESG) Policies, ACA Compliance Group’s Fall Compliance Conference
  • SEC Strategic Agenda, Investment Management Institute
  • What You Don’t Know Can Hurt You: Governance and the Evolving Role of DC Plan Sponsor as Fiduciary, Pensions & Investments 401(k)/403(b) Investment Lineup Conference
  • New Standards in Fund Valuation, Voltaire Advisors Annual Workshop on Fund Valuation
  • DOL Fiduciary Rule and State Developments, American Bankers Association
  • Marketing and Social Media Compliance for Investment Advisers, NRS Fall Compliance Conference
  • Banking in the 21st Century – Settling into the Digital Age, Association for Corporate Counsel’s Banking & Financial Services Law CLE
  • Hedge/Mutual Fund Perspective, Cryptocon
  • Fee-Based v. Commission-Based Accounts, New York State Bar Association’s Securities Arbitration and Mediation Evolution Program
  • A GPS for Accelerating Entry into the China Market, Pensions & Investments’ Investing in China’s Future Conference
  • Legal and Compliance Panel, SIFMA’s 2018 Conference
  • ESG Considerations for ERISA Fiduciaries, Fi360 National Conference
  • Best Execution and Trading for Investment Advisers, NRS Fall Compliance Conference
  • Expense & Investment Allocations, YJP General Counsel & Compliance Conference
  • Closed-End Fund Regulatory and Compliance Issues, Investment Company Institute’s Closed-End Fund Conference
  • ESG Investing Through the Lens of a Fiduciary, Boston BASIC
  • EU/Offshore Regulatory Update, Practising Law Institute’s Global Investment Funds Program
  • Form ADV Part 1: Annual Updating Amendment and More, IAA/NRS Chicago Investment Adviser Compliance Symposium