Besides launching the Fiduciary Governance Group in April, 2018 was a big year for our members in terms of speaking engagements. Here is a sample of what we’ve been up to:
- The SEC, the DOL and the States: A New Fiduciary World, Investment Company Institute’s General Membership Meeting
- Navigating the Demand for Environmental, Social and Governance (ESG) Policies, ACA Compliance Group’s Fall Compliance Conference
- SEC Strategic Agenda, Investment Management Institute
- What You Don’t Know Can Hurt You: Governance and the Evolving Role of DC Plan Sponsor as Fiduciary, Pensions & Investments 401(k)/403(b) Investment Lineup Conference
- New Standards in Fund Valuation, Voltaire Advisors Annual Workshop on Fund Valuation
- DOL Fiduciary Rule and State Developments, American Bankers Association
- Marketing and Social Media Compliance for Investment Advisers, NRS Fall Compliance Conference
- Banking in the 21st Century – Settling into the Digital Age, Association for Corporate Counsel’s Banking & Financial Services Law CLE
- Hedge/Mutual Fund Perspective, Cryptocon
- Fee-Based v. Commission-Based Accounts, New York State Bar Association’s Securities Arbitration and Mediation Evolution Program
- A GPS for Accelerating Entry into the China Market, Pensions & Investments’ Investing in China’s Future Conference
- Legal and Compliance Panel, SIFMA’s 2018 Conference
- ESG Considerations for ERISA Fiduciaries, Fi360 National Conference
- Best Execution and Trading for Investment Advisers, NRS Fall Compliance Conference
- Expense & Investment Allocations, YJP General Counsel & Compliance Conference
- Closed-End Fund Regulatory and Compliance Issues, Investment Company Institute’s Closed-End Fund Conference
- ESG Investing Through the Lens of a Fiduciary, Boston BASIC
- EU/Offshore Regulatory Update, Practising Law Institute’s Global Investment Funds Program
- Form ADV Part 1: Annual Updating Amendment and More, IAA/NRS Chicago Investment Adviser Compliance Symposium