Per White House: Allison Herren Lee is a veteran securities law practitioner of more than two decades. She served at the Securities and Exchange Commission from 2005 to 2018 in various roles including Senior Counsel in the Complex Financial Instruments Unit, and as Counsel to Commissioner Kara M. Stein. She has also served as a Special Assistant United States Attorney, and prior to government service, was a litigation partner at Sherman & Howard, LLC in Denver, Colorado. Since leaving the SEC, she has, among other things, lectured and taught courses in financial regulation and corporate law at Universidad de Navarra in Pamplona, Spain, and LUISS Universita Guido Carli, Dipartimento di Giurisprudenza in Rome, Italy.
George Michael Gerstein advises financial institutions on the fiduciary and prohibited transaction provisions of ERISA. As co-chair of the fiduciary governance group, he assists clients with tracking, and understanding, the numerous fiduciary developments at the federal and state levels, including the rules and regulations of governmental plans. He also advises clients with respect to the fiduciary duty implications of ESG investing.