Larry Stadulis comments on Reg BI’s limit of brokers’ use of ‘adviser’ in title Fiduciary Governance Blog • June 12, 2019 June 12, 2019 • News • Tags: Best Interest, SEC Reg BI limits brokers' use of title 'adviser' or 'advisor' - InvestmentNews If brokers are not dually registered as advisers but use the term, they could run into trouble under new rule. InvestmentNews Print Email LinkedIn Twitter Facebook