FINRA enforcement of Reg BI Fiduciary Governance Blog • May 26, 2020 May 26, 2020 • News • Tags: Best Interest FINRA Pledges to Avoid Playing 'Gotcha' with Reg BI Enforcement Initially, most enforcement actions will pertain to infractions the agency would have pursued under the suitability standards regardless, according to FINRA's head of enforcement. Wealth Management Print Email LinkedIn Twitter Facebook