The SEC has issued supplemental guidance regarding the proxy voting responsibilities of investment advisers. The guidance raises issues regarding advisers’ policies and procedures, agreements with proxy advisory firms, and disclosures to clients.
Hosted by the Investment Adviser Association (IAA), an expert panel will discuss each element of the guidance and key takeaways for advisers to consider in reviewing their proxy voting policies and procedures and disclosures. The panel will also discuss observations from the proxy guidance issued by the SEC last August.
When: Sep 11, 2020 from 12:00 PM to 1:00 PM (ET)
Sara Crovitz, Partner, Stradley Ronon
Steven W. Stone, Partner, Morgan Lewis
Sarah Buescher, Associate General Counsel, Investment Adviser Association
Registration for the live webinar will close September 11 at 9 AM ET.
IAA Members and IAA Associate Members: The live webinar and a link to the recording are complimentary. The recording will be available within five business days after the webinar.
Non-Member Registration Fees: The live webinar is $150 (per computer logon). The recording will be available for purchase after September 11. Contact email@example.com to purchase the recording ($150).