SEC announces roundtable on Reg BI/Form CRS Fiduciary Governance Blog • September 29, 2020 September 29, 2020 • News • Tags: Advisers Act, Best Interest, Broker-Dealer, Form CRS, SEC SEC Sets Date for Reg BI, Form CRS Roundtable | ThinkAdvisor SEC and FINRA staff will discuss “initial observations” of compliance with the best-interest rules. ThinkAdvisor Print Email LinkedIn Twitter Facebook