Stricter Reg BI exams for 2021? Fiduciary Governance Blog • December 22, 2020 December 22, 2020 • News • Tags: Best Interest, SEC SEC warns advisers of tougher Reg BI exams next year The SEC will ‘conduct enhanced transaction testing’ to see if firms are compying with Reg BI and acting in customers’ best interests. InvestmentNews Print Email LinkedIn Twitter Facebook