George Michael Gerstein
George Michael Gerstein focuses his practice on advising clients on the fiduciary and prohibited transaction provisions of the Employee Retirement Income Security Act of 1974 (ERISA). He counsels banks, trust companies, broker-dealers, investment managers, private fund (including hedge funds and private equity funds) sponsors, and advisers on their responsibilities under federal law when managing plan assets.
Most Recent Posts:
- Can”fiduciary” be used on Form CRS?
- Allison Lee confirmed
- Are the states beginning to coalesce around a broker-dealer standard of care approach?
- New Jersey extends comment period for fiduciary proposal; schedules hearing
- Massachusetts Follows in New Jersey’s Footsteps by Proposing Similar Fiduciary Duty Rule Applicable to Broker-Dealers and Investment Advisers