News

Fiduciary Governance Group – More Press Coverage

Fiduciary Governance Group – Day 1

Fiduciary Governance Group – Day 1

Fiduciary Governance Group – Day 1

SEC Feels ‘Sense of Urgency’ on Fiduciary Standards

One of our newest colleagues, Dave Grim, former Director of the SEC’s Division of Investment Management, was interviewed by Ignites discussing the SEC’s new sense of urgency surrounding the fiduciary rule. (subscription required)

Is title reform the answer to the fiduciary debate?

George Michael Gerstein interviewed by WSJ on Fifth Circuit’s decision to strike down DOL Fiduciary Rule

We continue to wait-and-see how the DOL proceeds and whether a rehearing or appeal will be sought.

Appeals court knocks out DOL rule

Would reforming use of the title ‘adviser’ mesh with the DOL fiduciary rule?

Another State Jumps into Fiduciary Fracas with Bill

Danielle Verbrigghe of FT’s Fund Fire interviewed me on the state fiduciary developments, including the latest on Maryland. I discussed many of the initiatives that are taking place prior to action by the SEC and next steps by the DOL, and said, in part: “Certainly, that does raise the specter of a confusing patchwork of regulations, potentially, if the various states take different approaches. And they seem to be taking different approaches.” The full article can be found here (subscription required)