Elad Roisman testified before the Senate Banking Committee this week to replace Michael Piwowar on the SEC. Here is good description of how it went.
Larry Stadulis spoke to Ignites about the unusual letter Senate Democrats Elizabeth Warren (D. Mass.), Cory Booker (D. NJ) and Sherrod Brown (D. Oh.) sent to FINRA regarding proposed Regulation Best Interest. The article can be found here.
Elad Roisman, the President’s nominee to be the next SEC commissioner, is testifying today before the Senate Banking Committee (the committee for which he serves as Chief Counsel). Here is his written statement. Should he be confirmed, he would succeed Michael Piwowar, and could play a significant role regarding the Standards of Conduct Proposal.