New York

Stradley Ronon’s Fiduciary Governance Group cited for identifying state-wide trends on fiduciary legislation

The Fiduciary Governance Group’s tracking and analysis of the various state fiduciary developments was referenced in a recent planadviser article on New Jersey’s new proposal.

Jackson thinks a strong enough Reg BI might allay the states

Bill Mandia and George Michael Gerstein discuss the race for fiduciary regulation at the federal and state levels

George Michael Gerstein interviewed on fiduciary duty evolution

I was interviewed by 401(k) Specialist Magazine on the latest re. DOL Fiduciary Rule, Reg BI and state attempts at imposing uniform fiduciary standards of care.

NY’s Dinowitz cautiously optimistic his fiduciary disclosure bill can pass

Our interview with The Intercept

Mixed signals from the states?

Fiduciary Governance Group featured in InsuranceNewsNet Magazine regarding the multiple “best interest” legislative and regulatory state proposals on annuity sales

InsuranceNewsNet Magazine just published an insightful article on the various state best interest proposals regarding annuity and insurance sales within the broader NAIC context. The Fiduciary Governance Group’s analysis was featured.

An increasingly growing web of fiduciary compliance

Larry Stadulis & George Michael Gerstein sit down with Citywire RIA Magazine to discuss the fiduciary state of play

The January 2019 edition of Citywire RIA Magazine features a discussion with Larry and myself on the various state approaches to regulating broker-dealers and investment advisers within the context of SEC Regulation Best Interest.